Listener Detlef asked if I could give a brief overview of the Byzantine army and describe the changes it went through during the history of the empire.  The operative word here is brief but 1.) we’re talking about a millennium and 2.) I’m a former teacher.  I’ll try to be concise but you’ve been warned.

Nearly every emperor who reigned longer than a few years made some minor changes to the army and a few- Heraclius, Justinian, Basil II, etc- virtually remade it from the ground up.  Usually these significant changes were made in response to some crisis or catastrophe, and they give a nice ‘snapshot’ view of how Rome’s legions became the polyglot mercenaries of Constantinople.

Imperial Rome depended mostly on massive, infantry-heavy legions to do their conquering for them, but by the third century the borders had stopped expanding and the empire shifted to defense in order to keep those pesky barbarian tribes out.  It had a hard time doing this because raids came from multiple fronts and the army could only be in one place at a time.  Diocletian solved this by reforming the traditional legions into two parts.  “Border” units were stationed in forts along the frontier at various choke points to stop or slow down invading forces while more sophisticated, mobile “field” units could be quickly shunted to trouble spots.  About a fourth of these field units were cavalry- somewhat of a novelty for the Romans- both heavily armed cataphracts and horse archers for supporting actions.  In total, Diocletian’s armies probably numbered about 300,000, spread out along the eastern and northern frontiers.

This basic system remained in place until the fifth century when Justinian reformed the field army.  The basic unit was reduced in size to make it more mobile and the army in general began to be much more diverse.  In addition to the native troops there were ‘Foederati’- usually barbarian cavalry commanded by a Roman general- and ‘Allies’- groups of Huns or Goths bound by a treaty with the empire to provide service.  Unlike the foederati, the allies were commanded by their own officers and fought in their own styles.  Justinian also reduced the overall size of the army to cut costs.  The total strength of the imperial forces at the end of his reign was probably around 150,000 men despite having more than doubled the empire’s land area.

In the 7^th century pressure from the Persians and the Caliphate caused Justinian’s successors- probably Heraclius or his grandson Constans II- to drastically transform the military.  The field army was decreased to about 80,000 men (now called tagmata), and instead of border troops in forts, veterans were settled on frontier land.  This was called the ‘Theme’ system and it was remarkably successful.  The empire no longer had to bear the cost of border troops, but invading armies still had to contend with experienced, battle-hardened soldiers on the frontier.

The Theme system worked so well that the Macedonian emperors were able to go on the offensive and push back the Caliphate.  By Basil II’s death in 1025 the field army was probably around 250,000 men, and was far more effective than anything in Western Europe or the Muslim East.  Ironically this period also saw the decay of the Themes.  Wealthy aristocrats bought up land on the frontiers, and small farmers were increasingly forced out.  This process accelerated after Basil’s death and by the 11^th century vast estates had replaced soldier communities, completely destroying the Theme system.

The empire filled in the gap by hiring mercenaries- an unhealthy habit that was for the moment backed up by the formidable imperial gold reserves.  Meanwhile, civil war and political instability destroyed the Bulgar-Slayer’s magnificent field army, reducing it to a collection of militias, personal entourages, and of course mercenaries.  By the time the capable Comneni emperors arrived in the 12^th century the army was ruined, and they had to start over.  Over several decades they trained a professional, disciplined military roughly 40,000 strong, composed of native troops, levies from the various provinces, and foreign units like the Varangians.  It was highly centralized and performed well, but it depended on a competent and strong emperor.

Under the Angeli this type of leadership was conspicuously absent, and the new army was allowed to decay as the treasury was exhausted in lavish spending.  When soldiers were needed, mercenaries were brought in or expensive and humiliating truces were purchased.  The loss of Asia Minor led to a shortage of men and the Angeli dependence on mercenaries extended to the near suicidal action of disbanding the imperial navy and trusting naval defense to the Italian sea-Republics of Venice and Genoa.  The later Angeli desperately gave land grants in return for military service, but abuse of the practice led to feudalization.  Provinces started looking to local strongmen for protection and central authority collapsed.

After the 4^th Crusade the empire had neither the population to furnish an army nor the money to buy mercenaries, so they relied largely on diplomacy (or a humiliating vassal status) to ward off the coup de grace.  When the final end came in 1453, the empire could only muster about 7,000 troops, and a large part of that was the equivalent of Constantinople’s police force.  It was a far cry from the 300,000 of a millennium before, but as they so superbly showed, heroism does not depend on numerical strength.

Reader Karen asked why the emperors seemed so fond of mutilation.  Believe it or not this was actually seen as a more humane practice of dealing with potential usurpers than the standard treatment of execution.  By longstanding tradition only someone of unblemished physical appearance was fit to rule, so a little mutilation (usually blinding, cutting off the nose or splitting the tongue) was an easy way to remove a threat without killing anyone.  This held true till the reign of the monstrous Justinian II who was deposed in 695 and sent into exile without his nose.  The resourceful man had a gold replacement made and managed to storm Constantinople, taking terrible vengeance on the usurpers.  He was given the nickname “Rinotmetos” (the Slit-nosed) and since mutilation obviously hadn’t kept him from the throne, it thankfully fell out of favor.  The practice wasn’t completely abandoned, however.  Deposed rulers were still occasionally blinded and some emperors- Basil the Bulgar-Slayer comes to mind- mutilated on a mass scale as a way of intimidating their enemies.

Listener Allison asked which emperor had the distinction of being the last Roman sovereign to set foot in the ancient capital city.  It was the uninspiring John VIII who visited in 1423 to beg for help against the Ottoman Turks.  His stay in the Eternal City was quite a contrast from the previous imperial visit.  That had been in 663 when the emperor Constans II had visited for 12 days.  Despite a stay of less than two weeks, Constans managed to annoy the entire population by stripping everything of value (including the bronze from the roof of the Pantheon) to fund his war against the Arabs.  Rumor had it that his tax collectors were so severe that husbands were sold into slavery and wives were forced into prostitution to meet the sums demanded.  Fortunately for John VIII, seven centuries tend to dim those kind of memories.  He was given a warm welcome and Renaissance artists, taken by his exotic dress left several realistic portraits.  Thanks to that Roman trip, he remains the one Byzantine emperor to be realistically painted- a notoriety he certainly didn’t deserve!